UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA, NE 68131 |
X | |||
BUFFETT WARREN E 3555 FARNAM STREET OMAHA, NE 68131 |
X |
/s/ Berkshire Hathaway Inc., by Marc D. Hamburg | 04/24/2017 | |
**Signature of Reporting Person | Date | |
/s/ Warren E. Buffett | 04/24/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 8,529,800 of the reported shares of Series A Liberty SiriusXM Common Stock ("Series A Shares") are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): Government Employees Insurance Company (5,242,855), GEICO Advantage Insurance Company (262,500), GEICO Indemnity Company (1,970,425), National Fire & Marine Insurance Company (933,391) and National Indemnity Company (120,629). As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all Series A Shares presently owned by each such subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Series A Shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(2) | 2,154,000 of the reported Series A Shares are owned by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan (525,000), BNSF Master Retirement Trust (280,000), GEICO Corporation Pension Plan Trust (500,000), General Re Corp. Employee Retirement Trust (100,000), Johns Manville Corporation Master Pension Trust (410,000), Lubrizol Corp Master Trust Pension (150,000) and Precision Castparts Corp. Master Trust (189,000); each of Berkshire, Mr. Buffett and these pension plans disclaims beneficial ownership in such shares. |
(3) | 19,336,903 of the reported shares of Series C Liberty SiriusXM Common Stock ("Series C Shares") are owned by the following subsidiaries of Berkshire: Government Employees Insurance Company (14,178,070), GEICO Advantage Insurance Company (630,000), GEICO Indemnity Company (3,809,650), National Fire & Marine Insurance Company (508,654) and National Indemnity Company (210,529). As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all Series C Shares presently owned by each such subsidiary. Mr. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Series C Shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
(4) | 4,020,206 of the reported Series C Shares are owned by the following pension plans of Berkshire's subsidiaries: Benjamin Moore & Company Revised Retirement Income Plan (41,500), Berkshire Hathaway Consolidated Pension Plan (1,090,000), BNSF Master Retirement Trust (160,000), Buffalo News Editorial Pension Plan (133,500), Buffalo News Office Pension Plan (65,000), GEICO Corporation Pension Plan Trust (975,000), General Re Corp. Employee Retirement Trust (584,206), Johns Manville Corporation Master Pension Trust (750,000), Lubrizol Corp Master Pension Trust (150,000) and Precision Castparts Corp Master Trust (71,000); each of Berkshire, Mr. Buffett and these pension plans disclaims beneficial ownership in such shares. |