|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units-BATRK | (5) | 03/06/2019 | A | 1,842 | 03/11/2019 | 03/11/2019 | Series C Liberty Braves Common Stock | 1,842 | $ 0 | 1,842 | D | ||||
Restricted Stock Units-FWONK | (6) | 03/06/2019 | A | 12,839 | 03/11/2019 | 03/11/2019 | Series C Liberty Formula One Common Stock | 12,839 | $ 0 | 12,839 | D | ||||
Stock Option (Right to Buy) - BATRK | $ 27.73 | 03/06/2019 | A | 6,908 | 03/06/2019 | 03/06/2026 | Series C Liberty Braves Common Stock | 6,908 | $ 0 | 6,908 | D | ||||
Stock Option (Right to Buy) - FWONK | $ 33.94 | 03/06/2019 | A | 20,798 | 03/06/2019 | 03/06/2026 | Series C Liberty Formula One Common Stock | 20,798 | $ 0 | 20,798 | D | ||||
Stock Option (Right to Buy) - FWONK | $ 33.94 | 03/06/2019 | A | 205,149 | 12/31/2019 | 03/06/2026 | Series C Liberty Formula One Common Stock | 205,149 | $ 0 | 205,149 | D | ||||
Stock Option (Right to Buy) - LSXMK | $ 40.53 | 03/06/2019 | A | 94,913 | 03/06/2019 | 03/06/2026 | Series C Liberty SiriusXM Common Stock | 94,913 | $ 0 | 94,913 | D | ||||
Stock Option (Right to Buy) - LSXMK | $ 40.53 | 03/06/2019 | A | 396,283 | 12/31/2019 | 03/06/2026 | Series C Liberty SiriusXM Common Stock | 396,283 | $ 0 | 396,283 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAFFEI GREGORY B 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X | President, CEO |
/s/ Craig Troyer as Attorney-in-Fact for Gregory B. Maffei | 03/08/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of Series C Liberty Braves common stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 5, 2018. |
(2) | Represents shares of Series C Liberty Formula One common stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 5, 2018. |
(3) | These holdings were increased by one share from the Form 4 filed by the reporting person on December 11, 2018, as the result of an accounting reconciliation. |
(4) | The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of February 28, 2019. |
(5) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Braves common stock. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Formula One common stock. |