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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units-BATRK | (1) | 04/14/2020 | A | 3,057 | 12/10/2020 | 12/10/2020 | Series C Liberty Braves Common Stock | 3,057 | $ 0 | 3,057 (2) | D | ||||
Restricted Stock Units-FWONK | (3) | 04/14/2020 | A | 6,959 | 12/10/2020 | 12/10/2020 | Series C Liberty Formula One Common Stock | 6,959 | $ 0 | 6,959 (2) | D | ||||
Restricted Stock Units-LSXMK | (4) | 04/14/2020 | A | 8,571 | 12/10/2020 | 12/10/2020 | Series C Liberty SiriusXM Common Stock | 8,571 | $ 0 | 8,571 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAFFEI GREGORY B 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
X | President, CEO |
/s/ Craig Troyer as Attorney-in-Fact for Gregory B. Maffei | 04/17/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Braves common stock. |
(2) | This grant is being made in lieu of the reporting person receiving 50% of his base salary for the last three quarters of calendar year 2020, and the reporting person has waived his right to receive the other 50%, in each case, in light of the ongoing financial impact of the Coronavirus pandemic. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Formula One common stock. |
(4) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty SiriusXM common stock. |
Remarks: This amendment to the Form 4 filed by the reporting person on April 16, 2020 is being filed solely to add footnote 2. |